Regulation of Capital Markets and Securities

Module code: LAW7076-B

The aim of the module is to introduce you to the complex area of capital markets and securities law and regulation and to advance your knowledge and understanding of applicable legal frameworks. You will learn about the main regulatory theories underpinning the current frameworks, the main applicable rules and principles and about the institutional arrangements made to supervise these highly significant markets Download the PDF for LAW7076-B_2023_4.pdf