Fin Tech Regulations, Compliance, Ethics and Risk Management

Module code: AFE7516-B

This module aims to introduce students to current developments in FinTech with respect to regulation, governance, compliance and risk management. It explores contemporary FinTech regulation and compliance procedures. It discusses the underlying principles that will go on to influence the governance and risk management of FinTech into the future. At the successful completion of this module, students should be able to understand and critically evaluate governance and risk management procedures as applied to FinTech. Students will also cover contemporary FinTech regulation and compliance procedures as experienced by different countries and jurisdictions. Students will also be able to link their understanding with the recent developments in the global digital economy in general, and the financial services industry.

Download the PDF for AFE7516-B_2023_6